FINTRAIL has worked with a broad range of regulated financial institutions across the trading and lending sectors. We partner with firms providing retail trading, forex, investments and credit facilities to build, enhance and assure their programmes.
We understand the specific operations and risk profiles of these clients, and have a wealth of experience working with firms with cross-border operations subject to complex regulatory environments.
We support our clients on regulatory mapping exercises, anti-financial crime audits, policy and procedure reviews, process design, remediation support, and technology implementation.
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Services for trading and lending firms
Advisory & Research Services
FINTRAIL provides expert guidance to businesses navigating complex financial crime compliance issues.
Transformation Services
We can support financial institutions with all elements of their financial crime transformation journey.
Audits & Assurance
We conduct both enterprise-wide financial crime audits and targeted assessments of specific controls or risk areas.
Remediations & Regulatory Enforcement Support
We offer clear and supportive guidance on how to engage with the regulator and help you build and execute an effective remediation strategy.
Outsourcing & Flexible Resources
FINTRAIL provides effective and flexible resource solutions to keep your business agile and efficient.
